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SEC Issues New Guidance Under Rule 701 for Employee Equity Compensation
Categories: ERISA, Litigation
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On March 6, 2026, the Division of Corporation Finance at the Securities and Exchange Commission (SEC) issued new and updated Compliance and Disclosure Interpretations (CDIs) for private and foreign companies issuing equity compensation in reliance on Rule 701 to their employees, officers, directors, and certain consultants and advisers.

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