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FINRA Cases to Be Heard by One Arbitrator, Without a Hearing, Have Been Expanded
Categories: Financial Services
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By:  Dena L. Narbaitz

 This is the fourth in our series of posts on practice and procedure in employment-related arbitrations before FINRA.  Check back often for future posts, subscribe by e-mail (see the sidebar), or follow @FSemployer on Twitter so you don’t miss any updates!

The FINRA Code of Arbitration Procedure provides for a simplified arbitration process in both employment and customer disputes if the dollar amount in controversy is below a certain threshold. The SEC recently approved FINRA’s proposal to raise the dollar limit eligible for simplified arbitration ...

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